FTA Drug and Alcohol Regulation Updates
Issue 30, page 4

REGULATORY CLARIFICATIONS

Where to Find? .....

DHH Labs
The current list of DHHS certified labs is published the first week of each month and is printed in the Federal Register under the Substance Abuse and Mental Health Services Administration (SAMHSA) heading. Only those labs certified can be used for FTA drug testing. The list should be checked monthly as new labs are being added and others are being removed.
Website location: www.workplace.samhsa.gov/
ResourceCenter/lablist.htm

To verify the certification status of a laboratory, DHHS has established a telephone HELPLINE (800) 843-4971.

 

 

 

 

 

 

 

 

 

 

 

The information presented on this page should be used to update Chapters 7 and 8 of the revised Implementation Guidelines.
 

Previous DOT Test Record Request Clarified

     The DOT drug and alcohol testing rule (49 CFR Part 40.25) states that all covered employers must make a good faith effort to obtain DOT drug and alcohol testing records for the previous two years for all applicants seeking safety-sensitive positions. This requirement has been the source of confusion and therefore, the following clarifications are provided.

  • The authority for this requirement for FTA covered employers comes directly from 49 CFR Part 40.25, not FTA. Consequently, employers should not refer to FTA or Part 655 in their request for information. The suggested format for the “Release of Information” was provided in Issue 22, page 3 of the Updates.
  • Part 40.25 also requires employers to ask all applicants/transfers whether he/she has tested positive, or refused to test within the past two years on any DOT pre-employment drug or alcohol test administered by a DOT-covered employer for which they were not hired. Consequently, this question must be incorporated into the application process. Many transit systems have been deemed non-compliant because they failed to implement this provision of the requirement.
  • The Federal Motor Carrier Safety Administration (FMCSA) requires employers that are covered by 49 CFR Part 391.23 to request information for a three-year period rather than the two years required by the DOT. Since the FMCSA rule exceeds the DOT rule requirements, employers that meet the FMCSA rule are considered to be compliant with the DOT rule as long as the request for information that the employee signs clearly defines the period of coverage.

CCF/ATF Errors Cause Compliance Problems

     Occasionally employers and/or Third Party Administrators (TPA) use outdated Custody and Control Forms (CCF) with the wrong laboratory or Medical Review Officer (MRO) listed. When this occurs, urine specimens are being sent to the wrong laboratories and results are being sent to the wrong MRO. Similarly, TPAs sometimes use their own identifying information on the CCF and do not complete the employer-specific information as required. Not only is this practice a violation of the regulations (49 CFR Part 40.45(c)(2)), but it may also result in test results being sent to the wrong employer with corresponding time delays and confidentiality compromises. To remedy these situations, review CCF forms to ensure that all necessary information is provided on the form and that it is correct and up-to-date.
     If a screen test for alcohol results in an alcohol concentration of 0.02 or greater, a confirmation test must be performed.
People laughing, worksheets
     The confirmation test must be conducted at least 15 minutes, but not more than 30 minutes, after the completion of the screen test. The Breath Alcohol Technician (BAT) is required to indicate on the Alcohol Test Form if the fifteen minute delay between the initial screen and the confirmation test was met by marking the appropriate “yes” or “no” box. One of these boxes should be completed only if a confirmation test is required. Neither box should be checked if a confirmation test is not required. If a box is checked in error, this would be considered an audit compliance finding.

Consumer Alert on Breath Testing Devices

     The Office of Drug and Alcohol Policy and Compliance (ODAPC) published a consumer alert cautioning against the use of the “Alcohol √” disposable breath alcohol screening device manufactured by Akers Biosciences, Inc. of Thorofare, NJ. Recent testing by the National Highway Traffic Safety Administration (NHTSA) found that the device had been substantially modified, resulting in false positive and false negative test results and was no longer in compliance with NHTSA requirements for a breath screening device. Given this finding, ODAPC asks that all regulated employers not use any of the Akers “Alcohol √’’ alcohol screening devices.

 

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