| U.S. Department of Transportation | August 2008 |
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As FTA Administrator James S. Simpson stated in his 2006 Dear Colleague letter, FTA has taken a “fresh approach” to developing its Transit Bus Safety and Security Program. The new program direction builds off of the valuable progress and exceptional work that has been completed over the last few years by FTA and its partners – the American Public Transit Association (APTA), the Community Transportation Association of America (CTAA), and the American Association of State Highway and Transportation Officials (AASHTO). In cooperation with these partners, FTA has been working to enhance safety and security for bus transit passengers and employees across the nation. Through training programs offered by CTAA, the National Rural Transit Continued on Page 2 |
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Assistance Program, the National Transit Institute (NTI), the Transportation Safety Institute (TSI), and safety and security program reviews conducted by APTA and CTAA, FTA has continued to gain insight into the needs of the industry and is shaping its programs to meet these needs. Part of this process has included the formation of a Working Group to support ongoing collaboration and communication among industry stakeholders. The Working Group consists of representatives from FTA and its partners as well as State DOTs, transit bus agencies, private industry, and other interested parties. Through the Working Group, FTA believes it can improve program coordination and is receiving feedback on technical assistance materials that will be shared with the national transit bus audience. The Working Group also provides a forum through which FTA can facilitate ongoing communication with bus safety and security program stakeholders and ensure the usefulness of program activities. Earlier this year, FTA kicked-off a voluntary bus agency onsite safety and security review program focused on identifying industry best practices and safety and security needs. Whenever feasible, FTA provides the transit agencies with available technical assistance documentation to help the agency make improvements to its safety and security programs. The information gathered during on-site reviews will be used to develop guidance documents and resources, and to provide technical assistance that is useful across the industry regardless of agency size or location. |
Program Components
Voluntary Agency Onsite Reviews
Agency Self-Assessment
Web Site Resource Library
Workshops, Training and Outreach
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| U.S. Department of Transportation | August 2008 |
Transit Bus Safety and Security Program
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| State Department of Transportation Transit Bus Safety & Security Invitational Workshop | |
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On March 3 through 5, 2008, FTA held its first ever State DOT Transit Bus Safety and Security Invitational Workshop. The Workshop was co-hosted by the Texas DOT at the Adam’s Mark Hotel in Dallas, Texas and was attended by approximately 70 participants including representatives from 31 State DOTs, industry representatives from FTA’s Transit Bus Safety and Security Working Group, and representatives from transit agencies and transit associations. The workshop successfully accomplished its two main objectives of: (1) providing an overview of FTA’s Transit Bus Safety and Security Program, describing and |
demonstrating the various program components, and (2) providing a forum for feedback from State DOT representatives on the program design and on critical issues that the program needs to address. FTA explained the new approach it has taken with the Transit Bus Safety and Security Program and emphasized the voluntary nature of the Program and its continuing focus on providing the industry with technical assistance, training programs and guidance resources and materials. This approach initially focuses on Section 5311 and small urban Section 5307 providers and will later address the needs of large urban transit agencies. The program is Continued on Page 4 |
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designed to support state DOTs by providing flexible guidelines that they can use to assist their subgrantees in continuously improving safety, security and emergency preparedness excellence. The new program direction also takes advantage of web-based technology to support self-assessment and continuous improvement, as well as progress already made by state DOTs and industry associations in implementing the Memorandum of Understanding (MOU). FTA provided a real-time demonstration of the newly developed web-based resource system, which will contain a library of easily searchable |
resource documents and technical assistance materials organized by program element, topic, regulations, and/or agency and state. In this manner, the on-line system has been designed with the end user in mind. In the spirit of collaboration, communication, and coordination, the system also provides a forum for industry representatives to ask questions and receive guidance, not only from FTA and its MOU partners, but also from sister transit agencies and industry experts. The system is currently under-going beta testing, but FTA plans to deploy the system for full industry use within the coming months. |
Safety has always been the transit industry’s top priority. Transit success will always be measured in terms of providing a safe environment for our customers and our employees. A critical element of creating this safe environment is the training of our frontline employees. FTA and its industry partners have long believed that comprehensive and effective training of transit operators/drivers, mechanics, dispatchers and supervisors is essential to creating a foundation of safety for the nation’s transit bus industry. The industry’s transit bus agencies share this belief and have requested that FTA develop and offer new training programs for bus operators/drivers, mechanics and other frontline transit agency staff to fill existing industry gaps. |
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| U.S. Department of Transportation | August 2008 |
| Accident Handling Procedures | |
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No matter how effective the accident and incident prevention process of a transit agency is, some accidents cannot be avoided. Extreme weather conditions, the actions of other motorists, and other events cannot be controlled. Transit agencies must therefore do all they can to prepare for such inevitable events. It is important that transit agencies continually train bus operators/drivers as well as dispatchers and supervisors to take the following actions if an accident occurs: | |
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| Industry Accident and Incident Trends | |
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The use of qualitative and quantitative performance measures provides FTA with a clearer understanding of the transit bus industry’s greatest needs. FTA is therefore able to better design, prioritize, and direct its technical assistance programs towards those in most need of improvement. In addition to FTA’s many activities aimed at collecting qualitative data pertaining to industry’s safety, security |
and emergency preparedness programs, FTA also performs detailed quantitative data analysis of industry accident/incident trends. This analysis is performed using the National Transit Database (NTD). All recipients of Section 5307 and 5311 formula program funds are required to submit data to NTD, and although NTD reports do not clearly Continued on Page 6 |
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distinguish between the two types of systems, it is the most comprehensive data available at this time. Accidents reported to NTD include:
NOC accidents include incidents other than those listed such as slips/falls, or entries within the NTD reports that have no description given. Based on these classifications, FTA has determined that since 2003, transit bus industry accident and injury rates have steadily increased as shown in the two graphs on the right. As can be easily seen through the analysis of this data, industry accident/incident rates are steadily increasing, further substantiating the need for industry improvement. FTA and its MOU partners are committed to helping the industry improve its accident/incident rates and FTA will continue to monitor industry trends as more data becomes available. |
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| U.S. Department of Transportation | August 2008 |
| Security and Emergency Preparedness | |
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Much has been written about the extraordinary importance of performing threat and vulnerability assessments (TVAs) of transit systems. TVAs form the basis of effective system security programs and, when done correctly, enable transit agencies to identify and prioritize system risks and the countermeasures that can be taken to reduce control these risks. The FTA and the Transportation Security Administration (TSA) have published a number of excellent studies, guidelines, and other resource documents that can be used by larger transit agencies to perform TVAs of their own systems. FTA has also recognized that smaller transit bus agencies may find these technical assistance documents overly complex for their needs. Toward meeting the end of addressing smaller transit system threat and vulnerability concerns, FTA and the National Rural Transit Assistance Program (NRTAP) recently released its “Threat, Vulnerability & Emergency Preparedness Toolbox”. This Toolbox is an excellent resource for smaller transit agencies and is available through the RTAP distribution network that exists in each state or can be found at www.nationalrtap.org/vulnerability.asp . FTA encourages every transit agency to first identify and recognize the unique characteristics of their systems before beginning the TVA process. Consideration should first be given to the agency’s size, location, operating environment and conditions, types of equipment used and service provided, passenger characteristics, existing operating |
and maintenance practices and procedures, emergency plans and procedures, and relationships with sister agencies and local emergency responders. As a result of these considerations, transit agencies should be able to determine the extent to which a TVA should be performed. Large metropolitan agencies may place a greater emphasis on terrorist threats, while small rural agencies may place a greater emphasis on severe weather or hazardous material spills occurring in their areas of operation. The important issue is that regardless of the specific hazards and threats an agency may face, it must take the time to identify those hazards and threats, evaluate agency and community vulnerability to them, and create an action plan to reduce vulnerabilities as much as is realistically possible.
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| U.S. Department of Transportation | August 2008 |
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Of particular concern are objects that:
If a suspicious object is discovered on a transit vehicle, a determination must be made as to whether it is a lost and found item or a potentially dangerous object. If the determination is made that the object is suspicious and potentially dangerous, it is critical to evacuate the vehicle immediately and notify dispatch and appropriate authorities. If the |
vehicle is in motion at the time of the discovery, it should be immediately pulled over to a safe location, preferably in an area that is not crowded with people, and evacuated. Transit employees need to remain calm throughout this process and never touch, shake or empty the contents of the suspicious object. When requesting assistance, never use the vehicle radio or a cell phone from any closer than three hundred (300) feet from the suspicious object. It may be necessary to use a public phone or a cell phone once proper separation from the vehicle has been achieved. Give dispatch and emergency response the precise location of the vehicle and the reason for the suspicion including a detailed description of the object. The National Transit Institute (NTI) has developed a number of outstanding security related training modules available to the industry including “Security Awareness for Transit Employees”, “Terrorist Activity Recognition and Reaction”, and “Securing Community Mobility.” More information on NTI programs can be found at www.ntionline.com. |
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| U.S. Department of Transportation | August 2008 |
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The FTA Transit Bus Safety and Security Newsletter is a technical assistance newsletter published quarterly by the Federal Transit Administration. This Newsletter is distributed free to National and State Transit Associations, to State Departments of Transportation and other industry safety, security and emergency preparedness stakeholder. The Newsletter is also available on the FTA Bus Safety and Security Program website for use by transit agency management and staff.
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